SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED CHANGE TO AMEND SECTIONS 140 AND 141 OF THE NYSE AMERICAN COMPANY GUIDE

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: MULTI-CLASS ETF FUND EXEMPTIVE RELIEF UNDER THE INVESTMENT COMPANY ACT OF 1940

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Multi-Class ETF Fund Exemptive Relief Under the Investment Company Act of 1940. The notice was published in the F... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ADOPT NASDAQ OPTIONS 9, SECTION 25 TO CODIFY AN OPTIONS UNBUNDLING RULE

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ADJUST PROFESSIONAL SUBSCRIBER FEES FOR TOP OF PHLX OPTIONS AND PHLX ORDERS FOR INFLATION

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO PROPOSES TO AMEND RULES 5.37, 5.39, 5.73, AND 5.74 TO PERMIT ORDERS FOR THE ACCOUNTS OF MARKET-MAKERS WITH AN APPOINTMENT IN THE APPLICABLE CLASS ON THE EXCHANGE, IN ALL CLASSES, TO BE SOLICITED FOR THE INITIATING ORDER SUBMITTED FOR EXECUTION AGAINST AN AGENCY ORDER INTO A SIMPLE AIM, SIMPLE SAM, FLEX AIM OR FLEX SAM AUCTION

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Proposes To Amen... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO EXTEND THE SUNSET DATE OF THE CURRENT OPTIONS REGULATORY FEE (ORF) FROM DECEMBER 31, 2025 TO JUNE 30, 2026

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT A NEW METHODOLOGY FOR ASSESSMENT AND COLLECTION OF THE OPTIONS REGULATORY FEE (ORF)

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO AMEND RULE 5.4 TO CHANGE THE MINIMUM INCREMENT FOR OPTIONS ON THE CBOE MAGNIFICENT 10 INDEX

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO TEMPORARILY INCREASE THE OPTIONS REGULATORY FEE (ORF) FROM JANUARY 2, 2026 THROUGH JUNE 30, 2026

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ADOPT PHLX OPTIONS 9, SECTION 25 TO CODIFY AN OPTIONS UNBUNDLING RULE

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

• ««
• «
• 76651
• 76652
• 76653
• 76654
• 76655
• 76656
• 76657
• 76658
• 76659
• 76660
• »
• »»