SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC., ET AL.

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Kayne Anderson Energy Infrastructure Fund, Inc, et al. The notice was published in the Federal Register on Dec. 2... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND FINRA RULES 5220, 5320, 6220, 6272, 6279, 6320A, 6320B, AND 7620A TO CONFORM TO THE NEW DEFINITION OF "ROUND LOT" ADOPTED BY THE COMMISSION UNDER REGULATION NMS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effec... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND FLEX ORDER FEES

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 602

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 602. The notice w... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND BX EQUITY 6, SECTION 4 (EXCHANGE SHARING OF PARTICIPANT RISK SETTINGS) TO PERMIT THE ALLOCATION OF RESPONSIBILITY TO CLEARING MEMBERS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE MIAX EMERALD OPTIONS EXCHANGE FEE SCHEDULE

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 402, CRITERIA FOR UNDERLYING SECURITIES, TO LIST AND TRADE OPTIONS ON COMMODITY-BASED TRUST SHARES

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO MODIFY CERTAIN INITIAL LISTING REQUIREMENTS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 11.9(C)(8) TO CLARIFY PEGGED ORDER OPERATION AND TO ALIGN BZX RULE 11.9(C)(8) WITH THE CORRESPONDING RULE OF ITS AFFILIATE EXCHANGES, CBOE EDGA EXCHANGE, INC. ("EDGA") AND CBOE EDGX EXCHANGE, INC. ("EDGX")

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND OPTIONS 7, SECTIONS 3 AND 4 REGARDING THE CROSSING FEE CAP

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

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