SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BYX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 11.10, UNITS OF TRADING, TO CONFORM WITH THE AMENDMENT TO THE DEFINITION OF ROUND LOT UNDER RULE 600 OF REGULATION NMS

WASHINGTON, Nov. 20 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 15B1-1 AND FORM BD

WASHINGTON, Nov. 20 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15b1-1 and Form BD... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOINT INDUSTRY PLAN; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF THE FIRST AMENDMENT TO THE LIMITED LIABILITY COMPANY AGREEMENT OF CT PLAN LLC

WASHINGTON, Nov. 20 -- Securities And Exchange Commission has issued a notice called: Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the First Amendment to the Limited Liability ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGA EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE

WASHINGTON, Nov. 20 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE

WASHINGTON, Nov. 20 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE

WASHINGTON, Nov. 20 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING OF PARTIAL AMENDMENT NO. 1 TO PROPOSED RULE CHANGE TO ESTABLISH A NEW COLLATERAL-IN-LIEU OFFERING WITHIN THE SPONSORED GC SERVICE, AND EXPAND THE SPONSORED GC SERVICE TO ALLOW A SPONSORING MEMBER TO SUBMIT FOR CLEARING A "DONE-AWAY" SPONSORED GC TRADE

WASHINGTON, Nov. 20 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 to P... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 11.10, UNITS OF TRADING, AND EXCHANGE RULE 14.1(A)(26), DEFINITIONS, TO CONFORM WITH THE AMENDMENT TO THE DEFINITION OF ROUND LOT UNDER RULE 600 OF REGULATION NMS

WASHINGTON, Nov. 20 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: FORM N-17D-1

WASHINGTON, Nov. 20 -- Securities And Exchange Commission has issued a notice called: Proposed Collection; Comment Request; Extension: Form N-17D-1. The notice was published in the Federal Register o... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS: LONG-TERM STOCK EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO UPDATE RULE 11.410(A)

WASHINGTON, Nov. 20 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Pro... Read More

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