SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND SQF PORT AND SQF PURGE PORT FEES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND SQF PORT AND SQF PURGE PORT FEES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE MINIMUM PERFORMANCE STANDARDS APPLICABLE TO THE EXCHANGE'S LEAD MARKET MAKER ("LMM") PROGRAM IN BZX-LISTED EXCHANGE-TRADED PRODUCT ("ETP") SECURITIES AS PROVIDED IN FOOTNOTE 14 OF THE EXCHANGE'S FEE SCHEDULE AND TO REMOVE CLOSED-END FUNDS ("CEFS") FROM THE ETP LMM PROGRAM

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO PROVIDE NASDAQ WITH LIMITED DISCRETION TO DENY INITIAL LISTING TO CERTAIN COMPANIES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO UPDATE A DEFINITION AND CERTAIN PROVISIONS RELATED TO COMPONENTS OF GSD'S FUNDS-ONLY SETTLEMENT

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MUNICIPAL SECURITIES RULEMAKING BOARD; ORDER GRANTING APPROVAL OF A PROPOSED RULE CHANGE TO AMEND MSRB RULES A-11 AND A-13 PURSUANT TO A MULTI-YEAR RATE CARD AND TO MAKE RELATED TECHNICAL AMENDMENTS

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule C... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BYX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 11.9(C)(8) TO CLARIFY PEGGED ORDER OPERATION AND TO ALIGN BYX RULE 11.9(C)(8) WITH THE CORRESPONDING RULE OF ITS AFFILIATE EXCHANGES, CBOE EDGA EXCHANGE, INC. ("EDGA") AND CBOE EDGX EXCHANGE, INC. ("EDGX")

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO ALLOW POST-ONLY ORDERS IN SUB-DOLLAR SECURITIES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Allow Post-Only Orde... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE TO AMEND AND RESTATE THE SECOND AMENDED AND RESTATED CROSS-MARGINING AGREEMENT BETWEEN FICC AND CME AND AMEND RELATED GSD RULES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amen... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND SQF PORT FEES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

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