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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 4.7 OF THE EXCHANGE'S CAT COMPLIANCE RULE

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ICE CLEAR CREDIT LLC; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO GRANT OR DENY AN APPLICATION FOR REGISTRATION AS A CLEARING AGENCY UNDER SECTION 17A OF THE SECURITIES EXCHANGE ACT OF 1934

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: ICE Clear Credit LLC; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Regis... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 1703, CONSOLIDATED AUDIT TRAIL COMPLIANCE RULE-INDUSTRY MEMBER DATA REPORTING

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO REMOVE THE EXCHANGE'S DEDICATED GPS ANTENNA SERVICE UNDER GENERAL 8, SECTION 1(D)

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT FEES FOR THE ONE-MINUTE INTERVAL INTRADAY OPEN-CLOSE REPORT

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND CERTAIN DISPLAYED LIQUIDITY ADDING REBATE TIERS

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX SAPPHIRE FEE SCHEDULE TO ESTABLISH FEES AND REBATES FOR THE TRADING FLOOR OF THE MIAX SAPPHIRE EXCHANGE

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 11.6(S)(1), ROUND LOT, TO CONFORM WITH THE AMENDMENT TO THE DEFINITION OF ROUND LOT UNDER RULE 600 OF REGULATION NMS

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; BOX EXCHANGE LLC, CBOE EXCHANGE, INC., CBOE BYX EXCHANGE, INC., CBOE BZX EXCHANGE, INC., CBOE EDGX EXCHANGE, INC., MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC, MIAX PEARL, LLC, MIAX SAPPHIRE, LLC, NASDAQ ISE, LLC, NEW YORK STOCK EXCHANGE LLC, NYSE AMERICAN LLC, NYSE ARCA, INC., NYSE NATIONAL, INC., AND NYSE TEXAS, INC.; NOTICE OF DEEMED APPROVAL OF VARIOUS PROPOSED RULE CHANGES

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; BOX Exchange LLC, Cboe Exchange, Inc, Cboe BYX Exchange, Inc, Cboe BZX Exchange, In... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; ORDER SETTING ASIDE ACTION BY DELEGATED AUTHORITY AND APPROVING A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO AMEND NYSE ARCA RULE 8.500-E (TRUST UNITS) AND TO LIST AND TRADE SHARES OF THE BITWISE 10 CRYPTO INDEX ETF UNDER AMENDED NYSE ARCA RULE 8.500-E (TRUST UNITS)

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Order Setting Aside Action by Delegated Authority and Approving a ... Read More