SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND FLEX RULES

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE FEES APPLICABLE TO SECURITIES LISTED ON THE EXCHANGE TO ADD CLASS ETF SHARES TO THE CATEGORY OF GENERICALLY-LISTED ETPS THAT ARE NOT REQUIRED TO PAY AN ENTRY FREE AND TO ELIMINATE PRORATED REFUNDS OF ANNUAL FEES FOR ETP LIQUIDATIONS

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE BONDBLOXX PRIVATE CREDIT TRUST

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Act... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE GENERAL 8 SECTION 1 RELATED TO CO-LOCATION SERVICES

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NORTHERN LIGHTS FUND TRUST, ET AL.

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Northern Lights Fund Trust, et al. The notice was published in the Federal Register on Feb. 2 by Sherry R. Haywood... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: TALCOTT RESOLUTION LIFE INSURANCE COMPANY, ET AL.

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Talcott Resolution Life Insurance Company, et al. The notice was published in the Federal Register on Feb. 2 by Sh... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND IEX RULES 2.230 AND 2.190 REGARDING RETENTION OF JURISDICTION AND VOLUNTARY TERMINATION

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE T. ROWE PRICE ACTIVE CRYPTO ETF UNDER NYSE ARCA RULE 8.201-E (NON-GENERIC) COMMODITY-BASED TRUST SHARES

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Di... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROPOSED RULE CHANGE RELATING TO LCH SA'S DEFAULT MANAGEMENT POLICY, INVESTMENT RISK POLICY, LIQUIDITY RISK POLICY, SETTLEMENT, PAYMENT AND CUSTODY RISK POLICY, MODEL GOVERNANCE, VALIDATION AND REVIEW POLICY AND CONTRACT AND MARKET ACCEPTABILITY POLICY

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Notice of Designation of a Longer Period for Commission Action on Proposed R... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT FINRA RULE 7660B (FINRA/NYSE TRADE REPORTING FACILITY FEES FOR NON-PARTICIPANTS)

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effect... Read More

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