SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; ORDER APPROVING A PROPOSED RULE CHANGE CONCERNING ENHANCEMENTS TO THE AUTOMATED CUSTOMER ACCOUNT TRANSFER SERVICE

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving a Proposed Rule Change C... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: CRESTLINE LENDING SOLUTIONS, LLC, ET AL.

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Crestline Lending Solutions, LLC, et al. The notice was published in the Federal Register on Sept. 10 by Sherry ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGA EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A SMALL RETAIL BROKER HOSTED SOLUTIONS PROGRAM AND TO UPDATE THE EXISTING ELIGIBILITY REQUIREMENTS FOR THE SMALL RETAIL BROKERAGE DISTRIBUTION PROGRAM FOR THE CBOE ONE SUMMARY FEED

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND OPTIONS 7, SECTION 6

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BYX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A SMALL RETAIL BROKER HOSTED SOLUTIONS PROGRAM AND TO UPDATE THE EXISTING ELIGIBILITY REQUIREMENTS FOR THE SMALL RETAIL BROKERAGE DISTRIBUTION PROGRAM FOR THE CBOE ONE SUMMARY FEED AND BYX TOP DATA FEED

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO LIST AND TRADE SHARES OF THE CANARY HBAR ETF UNDER NASDAQ RULE 5711(D) (COMMODITY-BASED TRUST SHARES)

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commissi... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A SMALL RETAIL BROKER HOSTED SOLUTIONS PROGRAM AND TO UPDATE THE EXISTING ELIGIBILITY REQUIREMENTS FOR THE SMALL RETAIL BROKERAGE DISTRIBUTION PROGRAM FOR THE CBOE ONE SUMMARY FEED AND EDGX TOP DATA FEED

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO AMEND RULE 11.21 TO ALLOW AN RMO TO ENTER A RETAIL ORDER ONTO THE EXCHANGE IN A PRINCIPAL CAPACITY

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Institutin... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 7.35-E

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; 24X NATIONAL EXCHANGE LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE REGARDING THE REGULAR HOURS ONLY INSTRUCTION

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing of a Proposed Rule Change Regarding th... Read More

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