SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: MULTI-CLASS ETF FUND EXEMPTIVE RELIEF UNDER THE INVESTMENT COMPANY ACT OF 1940

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Multi-Class ETF Fund Exemptive Relief Under the Investment Company Act of 1940. The notice was published in the F... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ADOPT NASDAQ OPTIONS 9, SECTION 25 TO CODIFY AN OPTIONS UNBUNDLING RULE

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ADJUST PROFESSIONAL SUBSCRIBER FEES FOR TOP OF PHLX OPTIONS AND PHLX ORDERS FOR INFLATION

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO PROPOSES TO AMEND RULES 5.37, 5.39, 5.73, AND 5.74 TO PERMIT ORDERS FOR THE ACCOUNTS OF MARKET-MAKERS WITH AN APPOINTMENT IN THE APPLICABLE CLASS ON THE EXCHANGE, IN ALL CLASSES, TO BE SOLICITED FOR THE INITIATING ORDER SUBMITTED FOR EXECUTION AGAINST AN AGENCY ORDER INTO A SIMPLE AIM, SIMPLE SAM, FLEX AIM OR FLEX SAM AUCTION

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Proposes To Amen... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO EXTEND THE SUNSET DATE OF THE CURRENT OPTIONS REGULATORY FEE (ORF) FROM DECEMBER 31, 2025 TO JUNE 30, 2026

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT A NEW METHODOLOGY FOR ASSESSMENT AND COLLECTION OF THE OPTIONS REGULATORY FEE (ORF)

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO AMEND RULE 5.4 TO CHANGE THE MINIMUM INCREMENT FOR OPTIONS ON THE CBOE MAGNIFICENT 10 INDEX

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO TEMPORARILY INCREASE THE OPTIONS REGULATORY FEE (ORF) FROM JANUARY 2, 2026 THROUGH JUNE 30, 2026

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ADOPT PHLX OPTIONS 9, SECTION 25 TO CODIFY AN OPTIONS UNBUNDLING RULE

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND A WIDE MARKET PROTECTION MECHANISM DESIGNED TO REDUCE THE RISK OF ORDERS EXECUTING AT EXTREME OR ADVERSE PRICES WHEN THE NATIONAL BEST BID AND OFFER IS DETERMINED TO BE WIDE

WASHINGTON, Dec. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More

• ««
• «
• 75959
• 75960
• 75961
• 75962
• 75963
• 75964
• 75965
• 75966
• 75967
• 75968
• »
• »»