SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO LIST AND TRADE SHARES OF THE CANARY HBAR ETF UNDER NASDAQ RULE 5711(D) (COMMODITY-BASED TRUST SHARES)

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commissi... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A SMALL RETAIL BROKER HOSTED SOLUTIONS PROGRAM AND TO UPDATE THE EXISTING ELIGIBILITY REQUIREMENTS FOR THE SMALL RETAIL BROKERAGE DISTRIBUTION PROGRAM FOR THE CBOE ONE SUMMARY FEED AND EDGX TOP DATA FEED

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO AMEND RULE 11.21 TO ALLOW AN RMO TO ENTER A RETAIL ORDER ONTO THE EXCHANGE IN A PRINCIPAL CAPACITY

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Institutin... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 7.35-E

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; 24X NATIONAL EXCHANGE LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE REGARDING THE REGULAR HOURS ONLY INSTRUCTION

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing of a Proposed Rule Change Regarding th... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO ADOPT NEW RULE 5.2-E(J)(9) TO PERMIT THE GENERIC LISTING AND TRADING OF CLASS EXCHANGE-TRADED FUND SHARES

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND PHLX OPTIONS 7, SECTION 9

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: OAKTREE STRATEGIC CREDIT FUND, ET AL.

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Oaktree Strategic Credit Fund, et al. The notice was published in the Federal Register on Sept. 10 by Sherry R. ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: RUSSELL INVESTMENTS NEW ECONOMY INFRASTRUCTURE FUND, ET AL.

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Russell Investments New Economy Infrastructure Fund, et al. The notice was published in the Federal Register on ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A SMALL RETAIL BROKER HOSTED SOLUTIONS PROGRAM AND TO UPDATE THE EXISTING ELIGIBILITY REQUIREMENTS FOR THE SMALL RETAIL BROKERAGE DISTRIBUTION PROGRAM FOR THE CBOE ONE SUMMARY FEED

WASHINGTON, Sept. 10 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More

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