SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGA EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A SMALL RETAIL BROKER HOSTED SOLUTIONS PROGRAM AND TO UPDATE THE EXISTING ELIGIBILITY REQUIREMENTS FOR THE SMALL RETAIL BROKERAGE DISTRIBUTION PROGRAM FOR THE CBOE ONE SUMMARY FEED

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MODIFY THE PRICE OF A 10GB ULTRA FIBER CONNECTION TO THE EXCHANGE

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; 24X NATIONAL EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND CERTAIN DATES IN THE WARRANT PERFORMANCE INCENTIVE PROGRAM

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOINT INDUSTRY PLAN; NOTICE OF FILING OF PROPOSED AMENDMENT TO ADD PARAGRAPH (C) TO SECTION 6 OF THE PLAN FOR THE PURPOSE OF DEVELOPING AND IMPLEMENTING PROCEDURES DESIGNED TO FACILITATE THE LISTING AND TRADING OF STANDARDIZED OPTIONS TO CREATE A FORUM FOR DISCUSSION CONCERNING PLAN MATTERS

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Joint Industry Plan; Notice of Filing of Proposed Amendment To Add Paragraph (c) to Section 6 of the Plan for the P... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MODIFY THE PRICE OF A 10GB ULTRA FIBER CONNECTION TO THE EXCHANGE

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; ORDER APPROVING OF PROPOSED RULE CHANGE TO AMEND THE CNS FAILS CHARGE IN THE NSCC RULES

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule Change To... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ARK ETF TRUST AND ARK INVESTMENT MANAGEMENT LLC

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: ARK ETF Trust and ARK Investment Management LLC. The notice was published in the Federal Register on Dec. 1 by Van... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MODIFY THE PRICE OF A 10GB ULTRA FIBER CONNECTION TO THE EXCHANGE

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ARK ETF TRUST AND ARK INVESTMENT MANAGEMENT LLC

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: ARK ETF Trust and ARK Investment Management LLC. The notice was published in the Federal Register on Dec. 1 by She... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE ARCA OPTIONS FEE SCHEDULE

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha... Read More

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