SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 194

WASHINGTON, Sept. 19 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 194. The n... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: FORM 13F

WASHINGTON, Sept. 19 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 13F. The n... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 604

WASHINGTON, Sept. 19 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 604. The n... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND EQUITY 4, RULE 4759 (DATA FEEDS UTILIZED) TO ESTABLISH A PRIMARY AND SECONDARY SOURCE OF QUOTATION DATA OF A NEW MARKET CENTER

WASHINGTON, Sept. 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND EQUITY 4, RULE 3304 (DATA FEEDS UTILIZED) TO ESTABLISH A PRIMARY AND SECONDARY SOURCE OF QUOTATION DATA OF A NEW MARKET CENTER

WASHINGTON, Sept. 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE TRUTH SOCIAL BITCOIN ETF, B.T. UNDER NYSE ARCA RULE 8.201-E, COMMODITY-BASED TRUST SHARES

WASHINGTON, Sept. 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; ORDER APPROVING A PROPOSED RULE CHANGE TO AMEND FINRA RULE 6730 (TRANSACTION REPORTING)

WASHINGTON, Sept. 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; NOTICE OF FILING OF PROPOSED RULE CHANGE RELATING TO REVISIONS TO ITS TERMS OF REFERENCE OF THE NOMINATION COMMITTEE AND BOARD OF DIRECTORS

WASHINGTON, Sept. 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating To Revisions to Its Term... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE TO MODIFY CERTAIN INITIAL AND CONTINUED LISTING REQUIREMENTS

WASHINGTON, Sept. 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Ce... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MUNICIPAL SECURITIES RULEMAKING BOARD; ORDER APPROVING A PROPOSED RULE CHANGE TO AMEND RULE G-14 RTRS PROCEDURES UNDER MSRB RULE G-14 REGARDING THE TIMING OF REPORTING TRANSACTIONS IN MUNICIPAL SECURITIES TO THE MSRB AND TO MAKE A RELATED AMENDMENT TO RULE G-12

WASHINGTON, Sept. 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving a Proposed Rule Change To A... Read More

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