SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND FINRA RULES 5110 (CORPORATE FINANCING RULE-UNDERWRITING TERMS AND ARRANGEMENTS) AND 5123 (PRIVATE PLACEMENTS OF SECURITIES)

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) and 5123 (Private Placements of Securities).

The notice was published in the Federal Register on Jan. 30 by Sherry R. Haywood, Assistant Secretary.

The full text of the notice can be found at: http://www.gpo.gov/fdsys/pkg/FR-2026-01-30/html/2026-01825.htm

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