SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROGRAM FOR ALLOCATION OF REGULATORY RESPONSIBILITIES PURSUANT TO RULE 17D-2; NOTICE OF FILING AND ORDER APPROVING AND DECLARING EFFECTIVE AN AMENDMENT TO THE PLAN FOR THE ALLOCATION OF REGULATORY RESPONSIBILITIES AMONG CBOE BZX EXCHANGE, INC., CBOE BYX EXCHANGE, INC., NYSE TEXAS, INC., CBOE EDGA EXCHANGE, INC., CBOE EDGX EXCHANGE, INC., FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., MEMX LLC, MIAX PEARL, LLC, NASDAQ BX, INC., NASDAQ PHLX LLC, THE NASDAQ STOCK MARKET LLC, NYSE NATIONAL, INC., NEW YORK STOCK EXCHANGE LLC, NYSE AMERICAN LLC, NYSE ARCA, INC., INVESTORS' EXCHANGE LLC, LONG-TERM STOCK EXCHANGE, INC., 24X NATIONAL EXCHANGE LLC, AND GREEN IMPACT EXCHANGE, LLC RELATING TO THE SURVEILLANCE, INVESTIGATION, AND ENFORCEMENT OF INSIDER TRADING RULES

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approvin... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE RULE 11.6800 SERIES

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: TCW STEEL CITY PERPETUAL LEVERED FUND LP, ET AL.

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: TCW Steel City Perpetual Levered Fund LP, et al. The notice was published in the Federal Register on Sept. 12 by... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 2613 USAGE OF DATA FEEDS

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; REQUEST FOR A NEW OMB CONTROL NUMBER: FORM G-FIN, FORM G-FINW, FORM G-FIN-4, AND FORM G-FIN-5

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Request for a New OMB Contr... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ARK VENTURE FUND AND ARK INVESTMENT MANAGEMENT LLC

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: ARK Venture Fund and ARK Investment Management LLC. The notice was published in the Federal Register on Sept. 12... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ORDER GRANTING APPLICATION BY NYSE TEXAS, INC. FOR AN EXEMPTION PURSUANT TO SECTION 36(A) OF THE EXCHANGE ACT FROM THE RULE FILING REQUIREMENTS OF SECTION 19(B) OF THE EXCHANGE ACT WITH RESPECT TO CERTAIN RULES INCORPORATED BY REFERENCE

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Order Granting Application by NYSE Texas, Inc. for an Exemption Pursuant to Section 36(a) of the Exchange Act Fro... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on Sept. 12 by Vanessa A. Countryman, Se... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: SCHEDULE 14D-9F-CANADIAN SECURITIES

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Schedule 14D-9F-... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE RULE 6800 SERIES

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propo... Read More

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