DEPARTMENT OF STATE ISSUES NOTICE: NOTICE OF DEPARTMENT OF STATE SANCTIONS ACTIONS

WASHINGTON, Jan. 27 -- Department Of State has issued a notice called: Notice of Department of State Sanctions Actions. The notice was published in the Federal Register on Jan. 27 by Hugo Y. Yon, Pri... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOINT INDUSTRY PLAN; NOTICE OF FILING OF THE FIFTY-FIFTH AMENDMENT TO THE JOINT SELF-REGULATORY ORGANIZATION PLAN GOVERNING THE COLLECTION, CONSOLIDATION AND DISSEMINATION OF QUOTATION AND TRANSACTION INFORMATION FOR NASDAQ-LISTED SECURITIES TRADED ON EXCHANGES ON AN UNLISTED TRADING PRIVILEGES BASIS

WASHINGTON, Jan. 27 -- Securities And Exchange Commission has issued a notice called: Joint Industry Plan; Notice of Filing of the Fifty-Fifth Amendment to the Joint Self-Regulatory Organization Plan ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: CONSOLIDATED TAPE ASSOCIATION; NOTICE OF FILING OF FORTIETH SUBSTANTIVE AMENDMENT TO THE SECOND RESTATEMENT OF THE CTA PLAN AND THIRTY-FIRST SUBSTANTIVE AMENDMENT TO THE RESTATED CQ PLAN

WASHINGTON, Jan. 27 -- Securities And Exchange Commission has issued a notice called: Consolidated Tape Association; Notice of Filing of Fortieth Substantive Amendment to the Second Restatement of the... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ORDER EXTENDING TEMPORARY CONDITIONAL EXEMPTIVE RELIEF, PURSUANT TO SECTION 36(A)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 ("EXCHANGE ACT") AND RULE 608(E) OF REGULATION NMS THEREUNDER, FROM CERTAIN REQUIREMENTS OF APPENDIX D, SECTION 3 OF THE NATIONAL MARKET SYSTEM PLAN GOVERNING THE CONSOLIDATED AUDIT TRAIL RELATED TO REPRESENTATIVE ORDERS

WASHINGTON, Jan. 27 -- Securities And Exchange Commission has issued a notice called: Order Extending Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Ac... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 404, SERIES OF OPTIONS CONTRACTS OPEN FOR TRADING, TO AMEND THE SHORT TERM OPTION SERIES PROGRAM

WASHINGTON, Jan. 27 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND OPTIONS 3, SECTIONS 7 AND 14

WASHINGTON, Jan. 27 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE OPENING AUCTION PROCESS PROVIDED UNDER RULE 11.23(B)(2)(B) TO DELAY THE OPENING AUCTION UNDER CERTAIN MARKET CONDITIONS IN ORDER TO IMPROVE PRICE DISCOVERY AND ALLOW EXECUTIONS TO OCCUR AT PRICES THAT BETTER REFLECT CURRENT MARKET CONDITIONS

WASHINGTON, Jan. 27 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Op... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX PEARL OPTIONS EXCHANGE FEE SCHEDULE TO REFLECT CERTAIN CRD FEES COLLECTED BY FINRA

WASHINGTON, Jan. 27 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 404, SERIES OF OPTIONS CONTRACTS OPEN FOR TRADING, TO AMEND THE SHORT TERM OPTION SERIES PROGRAM

WASHINGTON, Jan. 27 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 21.16 WITH RESPECT TO ITS RISK MONITOR MECHANISM, TO PROVIDE MEMBERS WITH ADDITIONAL FLEXIBILITY IN ESTABLISHING HOW THEIR TRADING ACTIVITY COUNTS TOWARDS CERTAIN RISK PARAMETERS

WASHINGTON, Jan. 27 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

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