SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 18A-4

WASHINGTON, Sept. 25 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 18a-4. The... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 7.10 RELATING TO FINGERPRINT-BASED BACKGROUND CHECKS

WASHINGTON, Sept. 25 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO PROVIDE API ACCESS TO THE MEMBER FIRM PORTAL

WASHINGTON, Sept. 25 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 19B-4(E)

WASHINGTON, Sept. 25 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 19b-4(e). ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 402 TO PERMIT THE LISTING OF OPTIONS ON AN EXCHANGE TRADED FUND AS DEFINED IN RULE 6C-11 UNDER THE INVESTMENT COMPANY ACT OF 1940

WASHINGTON, Sept. 25 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effec... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, Sept. 25 -- Securities And Exchange Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on Sept. 25 by Vanessa A. Countryman, Se... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; ORDER APPROVING PROPOSED RULE CHANGE TO ADOPT AN INTRADAY MARK-TO-MARKET CHARGE AT GSD

WASHINGTON, Sept. 25 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Adopt a... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; FIXED INCOME CLEARING CORPORATION; AND NATIONAL SECURITIES CLEARING CORPORATION; NOTICE OF DESIGNATION OF LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE PROPOSED RULE CHANGES, AS MODIFIED BY AMENDMENTS NO. 1, RELATING TO A PARTICIPANT SYSTEM DISRUPTION

WASHINGTON, Sept. 25 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; and National Secu... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE BONDBLOXX PRIVATE CREDIT TRUST UNDER BZX RULE 14.11(F), TRUST ISSUED RECEIPTS

WASHINGTON, Sept. 25 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission A... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 12D1-3

WASHINGTON, Sept. 25 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 12d1-3. Th... Read More

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