Exclusive

Publication

Byline

Location

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND VARIOUS PORT FEES IN THE CONNECTIVITY FEE SCHEDULE

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE CANARY STAKED INJ ETF UNDER BZX RULE 14.11(E)(4), COMMODITY-BASED TRUST SHARES

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission A... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 527

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Designation of a Longer Period for Commission Action... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND RULE 5.4 TO CHANGE THE MINIMUM INCREMENT FOR OPTIONS ON THE CBOE MAGNIFICENT 10 INDEX

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.4 ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; ORDER APPROVING PROPOSED RULE CHANGE RELATING TO LCH SA'S RISK GOVERNANCE FRAMEWORK AND COLLATERAL, FINANCIAL, CREDIT, OPERATIONAL AND THIRD PARTY RISK POLICIES

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to LCH SA's Risk Governance ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE TO AMEND THE APPLICATION OF THE MINIMUM BID PRICE RULE IN SITUATIONS WHERE A SECURITY DOES NOT MAINTAIN A CLOSING BID PRICE OF GREATER THAN $0.10 FOR TEN CONSECUTIVE TRADING DAYS

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commissi... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A SMALL RETAIL BROKER HOSTED SOLUTIONS PROGRAM AND TO UPDATE THE EXISTING ELIGIBILITY REQUIREMENTS FOR THE SMALL RETAIL BROKERAGE DISTRIBUTION PROGRAM FOR THE CBOE ONE SUMMARY FEED AND EDGX TOP DATA FEED

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE CANARY SUI ETF UNDER BZX RULE 14.11(E)(4) (COMMODITY-BASED TRUST SHARES)

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission A... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF DESIGNATION OF LONGER PERIOD FOR COMMISSION ACTION ON PROPOSED RULE CHANGE TO ESTABLISH A NEW COLLATERAL-IN-LIEU OFFERING WITHIN THE SPONSORED GC SERVICE, AND EXPAND THE SPONSORED GC SERVICE TO ALLOW A SPONSORING MEMBER TO SUBMIT FOR CLEARING A "DONE-AWAY" SPONSORED GC TRADE

WASHINGTON, Sept. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Comm... Read More