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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: DEREGISTRATION UNDER SECTION 8(F) OF THE INVESTMENT COMPANY ACT OF 1940

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Deregistration Under Section 8(f) of the Investment Company Act of 1940. The notice was published in the Federal R... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE TEXAS, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE ORDERING WINDOW DEPOSIT REQUIREMENT IN COLOCATION NOTE 8

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE OPTIONS CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE BY THE OPTIONS CLEARING CORPORATION CONCERNING REVISIONS TO OCC'S SCHEDULE OF FEES EFFECTIVE NOVEMBER 1, 2025, TO IMPLEMENT A DECREASE IN CERTAIN CLEARING FEES

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Op... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS OF ITS PARENT CORPORATION, NASDAQ, INC.

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE OPTIONS CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE BY THE OPTIONS CLEARING CORPORATION CONCERNING ADJUSTMENTS TO CLEARED CONTRACTS

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Op... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE TO ADOPT LISTING CRITERIA FOR OPTIONS ON A COMMODITY-BASED TRUST THAT HOLDS MULTIPLE CRYPTO ASSETS

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Adopt Listing Criteria ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE NATIONAL, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE ORDERING WINDOW DEPOSIT REQUIREMENT IN COLOCATION NOTE 8

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 204-5

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 204-5. The notice ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS OF ITS PARENT CORPORATION, NASDAQ, INC.

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended an... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; ORDER APPROVING PROPOSED RULE CHANGE TO ADD BASIS RISK HAIRCUT CHARGE TO CERTAIN MODELS

WASHINGTON, Oct. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Add Basis... Read More