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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: EXCHANGE ACT FORM 10

WASHINGTON, July 22 -- Securities And Exchange Commission has issued a notice called: Proposed Collection; Comment Request; Extension: Exchange Act Form 10. The notice was published in the Federal Re... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE OPTIONS CLEARING CORPORATION; NOTICE OF DESIGNATION OF LONGER PERIOD FOR COMMISSION ACTION ON PROPOSED RULE CHANGE, CONCERNING UPDATES TO THE OPTIONS CLEARING CORPORATION'S PORTFOLIO REVALUATION PROCESS FOR PURPOSES OF DETERMINING INTRADAY MARGIN CALLS IN ORDER TO BETTER MANAGE OCC'S INTRADAY RISK EXPOSURE TO ITS CLEARING MEMBERS

WASHINGTON, July 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commis... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MAKE A NON-SUBSTANTIVE CHANGE TO AMEND AND CONFORM A DEFINITION IN THE EXCHANGE'S FEE SCHEDULE

WASHINGTON, July 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; ICE CLEAR CREDIT LLC; ORDER APPROVING PROPOSED RULE CHANGE RELATING TO THE ICE CLEAR CREDIT RECOVERY PLAN AND THE ICE CLEAR CREDIT WIND-DOWN PLAN

WASHINGTON, July 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICE Clea... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX EMERALD OPTIONS EXCHANGE FEE SCHEDULE TO EXTEND THE TEMPORARY DISCOUNT PROGRAM FOR THE OPEN-CLOSE REPORT

WASHINGTON, July 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 6860 OF FINRA'S COMPLIANCE RULE TO BE CONSISTENT WITH THE EXEMPTIVE RELIEF GRANTED BY THE COMMISSION FROM CERTAIN PROVISIONS RELATED TO TIMESTAMP GRANULARITY

WASHINGTON, July 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effec... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE DTC SETTLEMENT SERVICE GUIDE RELATING TO WIRE INSTRUCTIONS

WASHINGTON, July 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 12D1-3

WASHINGTON, July 22 -- Securities And Exchange Commission has issued a notice called: Proposed Collection; Comment Request; Extension: Rule 12d1-3. The notice was published in the Federal Register on... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND RULE 11.23

WASHINGTON, July 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 1... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE C2 EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE TO CLARIFY THE APPLICATION OF ITS CERTIFICATION LOGICAL PORT FEES

WASHINGTON, July 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed ... Read More