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SMALL BUSINESS ADMINISTRATION ISSUES NOTICE: AAVIN MEZZANINE FUND, LP; SURRENDER OF LICENSE OF SMALL BUSINESS INVESTMENT COMPANY

WASHINGTON, Dec. 18 -- Small Business Administration has issued a notice called: AAVIN Mezzanine Fund, LP; Surrender of License of Small Business Investment Company. The notice was published in the F... Read More


SMALL BUSINESS ADMINISTRATION ISSUES NOTICE: DIAMOND STATE VENTURES III, LP; SURRENDER OF LICENSE OF SMALL BUSINESS INVESTMENT COMPANY

WASHINGTON, Dec. 18 -- Small Business Administration has issued a notice called: Diamond State Ventures III, LP; Surrender of License of Small Business Investment Company. The notice was published in... Read More


SMALL BUSINESS ADMINISTRATION ISSUES NOTICE: AE VENTURES FUND III LP; NOTICE SEEKING EXEMPTION UNDER SECTION 312 OF THE SMALL BUSINESS INVESTMENT ACT, CONFLICTS OF INTEREST

WASHINGTON, Dec. 18 -- Small Business Administration has issued a notice called: AE Ventures Fund III LP; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT A NEW METHODOLOGY FOR ASSESSMENT AND COLLECTION OF THE OPTIONS REGULATORY FEE (ORF)

WASHINGTON, Dec. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; ICE CLEAR CREDIT LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE RELATING TO THE ICC STRESS TESTING FRAMEWORK AND THE ICC LIQUIDITY RISK MANAGEMENT FRAMEWORK

WASHINGTON, Dec. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MAKE AMENDMENTS TO THE GSD RULES AND THE MBSD RULES TO MODIFY CERTAIN FEES

WASHINGTON, Dec. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND IEX'S FEE SCHEDULE TO MODIFY A DISPLAYED LIQUIDITY ADDING REBATE TIER

WASHINGTON, Dec. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX SAPPHIRE OPTIONS EXCHANGE FEE SCHEDULE TO REGROUP OPTIONS EXCHANGES WITHIN THE ROUTING FEE TABLE

WASHINGTON, Dec. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE MIAX EMERALD OPTIONS EXCHANGE FEE SCHEDULE TO REGROUP OPTIONS EXCHANGES WITHIN THE ROUTING FEE TABLE

WASHINGTON, Dec. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 5215 TO ALLOW THE LISTING OF AMERICAN DEPOSITARY RECEIPTS OF CANADIAN COMPANIES

WASHINGTON, Dec. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More