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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE OPTIONS CLEARING CORPORATION; NOTICE OF FILING OF PARTIAL AMENDMENT NO. 1 AND ORDER GRANTING ACCELERATED APPROVAL OF PROPOSED RULE CHANGE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, BY THE OPTIONS CLEARING CORPORATION CONCERNING ADJUSTMENTS TO CLEARED CONTRACTS

WASHINGTON, Dec. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and O... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BYX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S FEE SCHEDULE BY AMENDING CERTAIN ADD/REMOVE VOLUME TIERS, AMENDING THE NON-DISPLAYED TIER, AND REMOVING THE ROUTING TIER

WASHINGTON, Dec. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: OXFORD SQUARE CAPITAL CORP., ET AL. (OXFORD SQUARE CAPITAL CORP., ET AL.); CORRECTION

WASHINGTON, Dec. 17 -- Securities And Exchange Commission has issued a notice called: Oxford Square Capital Corp, et al. (Oxford Square Capital Corp, et al.); Correction. The notice was published in ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; ORDER APPROVING PROPOSED RULE CHANGE RELATING TO REVISIONS TO TERMS OF REFERENCE OF THE NOMINATION COMMITTEE AND BOARD OF DIRECTORS

WASHINGTON, Dec. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Revisions to Terms of Refe... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND ITS PRICE LIST

WASHINGTON, Dec. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ADOPT FEES FOR THE TRADES AND SPREAD FEEDS

WASHINGTON, Dec. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE TO AMEND SECTION 1003 OF THE NYSE AMERICAN COMPANY GUIDE

WASHINGTON, Dec. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Section 1003 o... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S RULES TO ENABLE THE TRADING OF SECURITIES ON THE EXCHANGE IN TOKENIZED FORM

WASHINGTON, Dec. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY ADDENDUM A (FEE STRUCTURE) OF THE NSCC RULES

WASHINGTON, Dec. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiven... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO DELAY IMPLEMENTATION OF THE CHANGE TO AMEND THE ADMINISTRATIVE INFORMATION SUBSCRIBER MARKET DATA FEED

WASHINGTON, Dec. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... Read More