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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: MUNICIPAL SECURITIES DISCLOSURE (EXCHANGE ACT RULE 15C2-12)

WASHINGTON, Feb. 4 -- Securities And Exchange Commission has issued a notice called: Submission for OMB Review; Comment Request; Extension: Municipal Securities Disclosure (Exchange Act Rule 15c2-12).... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO UPDATE CERTAIN REPRESENTATIONS RELATING TO SERVICE PROVIDERS AND BASKET SIZE OF THE HASHDEX NASDAQ CRYPTO INDEX US ETF

WASHINGTON, Feb. 4 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: THE RBB FUND TRUST AND FIRST EAGLE INVESTMENT MANAGEMENT, LLC

WASHINGTON, Feb. 4 -- Securities And Exchange Commission has issued a notice called: The RBB Fund Trust and First Eagle Investment Management, LLC. The notice was published in the Federal Register on... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: APPENDIX F TO RULE 15C3-1

WASHINGTON, Feb. 4 -- Securities And Exchange Commission has issued a notice called: Proposed Collection; Comment Request; Extension: Appendix F to Rule 15c3-1. The notice was published in the Federa... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: GENERIC CLEARANCE FOR FEEDBACK TO THE SEC'S OFFICE OF THE ADVOCATE FOR SMALL BUSINESS CAPITAL FORMATION

WASHINGTON, Feb. 4 -- Securities And Exchange Commission has issued a notice called: Proposed Collection; Comment Request; Extension: Generic Clearance for Feedback to the SEC's Office of the Advocate... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; ORDER GRANTING APPROVAL OF A PROPOSED RULE CHANGE TO MODIFY THE PACKAGE OF COMPLIMENTARY SERVICES PROVIDED TO CERTAIN ELIGIBLE SWITCHES AND TO MODIFY THE DEFINITION OF AN ELIGIBLE SWITCH

WASHINGTON, Feb. 4 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Mo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; ORDER DECLARING EFFECTIVE A MINOR RULE VIOLATION PLAN

WASHINGTON, Feb. 4 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Order Declaring Effective a Minor Rule Violation Plan. The notic... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE CANARY LITECOIN ETF UNDER NASDAQ RULE 5711(D)

WASHINGTON, Feb. 4 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Tr... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: THE RBB FUND TRUST AND TWEEDY, BROWNE COMPANY LLC

WASHINGTON, Feb. 4 -- Securities And Exchange Commission has issued a notice called: The RBB Fund Trust and Tweedy, Browne Company LLC. The notice was published in the Federal Register on Feb. 4 by S... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ORDER GRANTING REGISTRATION OF SECURITY-BASED SWAP EXECUTION FACILITIES

WASHINGTON, Feb. 4 -- Securities And Exchange Commission has issued a notice called: Order Granting Registration of Security-Based Swap Execution Facilities. The notice was published in the Federal R... Read More