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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO LIST P.M.-SETTLED SERIES OF OPTIONS ON THE S&P 500 EQUAL WEIGHT INDEX

WASHINGTON, April 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List P.M.-Settle... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: FORM F-80-CANADIAN SECURITIES

WASHINGTON, April 8 -- Securities And Exchange Commission has issued a notice called: Proposed Collection; Comment Request; Extension: Form F-80-Canadian Securities. The notice was published in the F... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND SECTION 902.03 OF THE NYSE LISTED COMPANY MANUAL TO SPECIFY THAT DURING ITS FIRST FIVE YEARS OF LISTING A CLASS OF COMMON EQUITY ON THE EXCHANGE AN ISSUER WILL ONLY BE SUBJECT TO INITIAL AND ANNUAL LISTING FEES FOR ITS PRIMARY CLASS OF EQUITY SECURITIES

WASHINGTON, April 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 12B-1

WASHINGTON, April 8 -- Securities And Exchange Commission has issued a notice called: Submission for OMB Review; Comment Request; Extension: Rule 12b-1. The notice was published in the Federal Regist... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 204A-1

WASHINGTON, April 8 -- Securities And Exchange Commission has issued a notice called: Submission for OMB Review; Comment Request; Extension: Rule 204A-1. The notice was published in the Federal Regis... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE FUTURES EXCHANGE, LLC; NOTICE OF A FILING OF A PROPOSED RULE CHANGE TO ACCOMMODATE THE USE OF MULTIPLE CLEARING HOUSES

WASHINGTON, April 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change To Accommo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: REGULATION FD-OTHER DISCLOSURE MATERIALS

WASHINGTON, April 8 -- Securities And Exchange Commission has issued a notice called: Submission for OMB Review; Comment Request; Extension: Regulation FD-Other Disclosure Materials. The notice was p... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; REVISION: RULE 482

WASHINGTON, April 8 -- Securities And Exchange Commission has issued a notice called: Submission for OMB Review; Comment Request; Revision: Rule 482. The notice was published in the Federal Register ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE OPTIONS CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE BY THE OPTIONS CLEARING CORPORATION CONCERNING A CHANGE IN THE MAXIMUM CONTINGENT OPERATIONAL LOSS FEE LISTED IN OCC'S SCHEDULE OF FEES IN ACCORDANCE WITH OCC'S CAPITAL MANAGEMENT POLICY

WASHINGTON, April 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of P... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 0-2, FORM ADV-NR

WASHINGTON, April 8 -- Securities And Exchange Commission has issued a notice called: Submission for OMB Review; Comment Request; Extension: Rule 0-2, Form ADV-NR. The notice was published in the Fed... Read More