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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; FIXED INCOME CLEARING CORPORATION; AND NATIONAL SECURITIES CLEARING CORPORATION; NOTICE OF DESIGNATION OF LONGER PERIOD FOR COMMISSION ACTION ON PROPOSED RULE CHANGES RELATING TO A PARTICIPANT SYSTEM DISRUPTION

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; and National Securit... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO UPDATE ITS FEE SCHEDULE TO PROVIDE A DISCOUNT ON FEES ASSESSED TO QUALIFYING ACADEMIC PURCHASERS FOR PURCHASES OF AD HOC HISTORICAL U.S. EQUITY SHORT VOLUME AND TRADES REPORTS

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 31 AND FORM R31

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Proposed Collection; Comment Request; Extension: Rule 31 and Form R31. The notice was published in the Federal Regi... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE AMERICAN OPTIONS FEE SCHEDULE TO WAIVE THE COMBINED CAP ON FLOOR BROKER CREDITS PAID FOR QCC TRADES AND REBATES PAID THROUGH THE MANUAL BILLABLE REBATE PROGRAM FOR THE MONTHS OF MAY, JUNE AND JULY 2025

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROGRAM FOR ALLOCATION OF REGULATORY RESPONSIBILITIES PURSUANT TO RULE 17D-2; NOTICE OF FILING OF PROPOSED PLAN FOR THE ALLOCATION OF REGULATORY RESPONSIBILITIES BETWEEN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. AND 24X NATIONAL EXCHANGE LLC

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO DISCONTINUE THE OPTIONS REGULATORY FEE MODEL SCHEDULED TO BE IMPLEMENTED IN JUNE 2025

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; ORDER GRANTING APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO AMEND SECTION 102.01 OF THE NYSE LISTED COMPANY MANUAL TO PROVIDE THAT THE STOCKHOLDER REQUIREMENTS SET FORTH THEREIN WILL BE CALCULATED ON A WORLDWIDE BASIS WHEN LISTING A COMPANY FROM OUTSIDE NORTH AMERICA THAT IS LISTING IN CONNECTION WITH ITS INITIAL PUBLIC OFFERING AND IS NOT LISTED ON ANY OTHER REGULATED STOCK EXCHANGE

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change, as Mo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE RULES RELATING TO THE LEGAL ENTITY IDENTIFIER REQUIREMENT

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE RULES RELATING TO THE LEGAL ENTITY IDENTIFIER REQUIREMENT

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Pr... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO UPDATE ITS FEES SCHEDULE IN CONNECTION WITH THE EXCHANGE'S PLANS TO LIST AND TRADE OPTIONS THAT OVERLIE THE S&P 500 EQUAL WEIGHT INDEX ("SPEQX OPTIONS")

WASHINGTON, May 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More