SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS: NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE BY MIAX PEARL, LLC TO AMEND THE MIAX PEARL EQUITIES FEE SCHEDULE

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEAR... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; REQUEST FOR A NEW OMB CONTROL NUMBER: COST OF AML/CFT COMPLIANCE SURVEY

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Request for a New OMB Control Numb... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; BOX EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 16030 OF THE EXCHANGE'S COMPLIANCE RULE REGARDING THE NATIONAL MARKET SYSTEM PLAN GOVERNING THE CONSOLIDATED AUDIT TRAIL

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BYX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 4.7 OF THE EXCHANGE'S CAT COMPLIANCE RULE

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 7.5

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO REMOVE THE EXCHANGE'S DEDICATED GPS ANTENNA SERVICE UNDER GENERAL 8, SECTION 1(D)

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGA EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 4.7 OF THE EXCHANGE'S CAT COMPLIANCE RULE

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 4.7 OF THE EXCHANGE'S CAT COMPLIANCE RULE

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ICE CLEAR CREDIT LLC; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO GRANT OR DENY AN APPLICATION FOR REGISTRATION AS A CLEARING AGENCY UNDER SECTION 17A OF THE SECURITIES EXCHANGE ACT OF 1934

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: ICE Clear Credit LLC; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Regis... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 1703, CONSOLIDATED AUDIT TRAIL COMPLIANCE RULE-INDUSTRY MEMBER DATA REPORTING

WASHINGTON, Nov. 21 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effect... Read More

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