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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; FIXED INCOME CLEARING CORPORATION; NATIONAL SECURITIES CLEARING CORPORATION; ORDER APPROVING PROPOSED RULE CHANGE TO AMEND THE CLEARING AGENCY INVESTMENT POLICY

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securitie... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO REPEAL NASDAQ'S BOARD DIVERSITY LISTING REQUIREMENT

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Prop... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE BY REMOVING NON-DISPLAYED ADD VOLUME TIER 5

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 204A-1

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Proposed Collection; Comment Request; Extension: Rule 204A-1. The notice was published in the Federal Register on... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 0-2, FORM ADV-NR

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Proposed Collection; Comment Request; Extension: Rule 0-2, Form ADV-NR. The notice was published in the Federal R... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO DELETE ALL REFERENCES TO MINI-OPTIONS IN THE RULEBOOK AND TO UPDATE CITATIONS TO RULE 600(B) OF REGULATION NATIONAL MARKET SYSTEM

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ALLOW THE EXCHANGE TO LIST OPTIONS CERTAIN ETFS THAT HOLD PRECIOUS METALS (INCLUDING GOLD, SILVER, PALLADIUM, AND PLATINUM)

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ALLOW THE EXCHANGE TO LIST OPTIONS CERTAIN ETFS THAT HOLD PRECIOUS METALS (INCLUDING GOLD, SILVER, PALLADIUM, AND PLATINUM)

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN, LLC; SUSPENSION OF AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO WAIVE THE OPTIONS REGULATORY FEE (ORF) FOR DECEMBER 2024

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American, LLC; Suspension of and Order Instituting Proceedings To Determine Wh... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 12B-1

WASHINGTON, Jan. 30 -- Securities And Exchange Commission has issued a notice called: Proposed Collection; Comment Request; Extension: Rule 12b-1. The notice was published in the Federal Register on ... Read More