SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND BX EQUITY 6, SECTION 4 (EXCHANGE SHARING OF PARTICIPANT RISK SETTINGS) TO PERMIT THE ALLOCATION OF RESPONSIBILITY TO CLEARING MEMBERS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE MIAX EMERALD OPTIONS EXCHANGE FEE SCHEDULE

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 402, CRITERIA FOR UNDERLYING SECURITIES, TO LIST AND TRADE OPTIONS ON COMMODITY-BASED TRUST SHARES

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO MODIFY CERTAIN INITIAL LISTING REQUIREMENTS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 11.9(C)(8) TO CLARIFY PEGGED ORDER OPERATION AND TO ALIGN BZX RULE 11.9(C)(8) WITH THE CORRESPONDING RULE OF ITS AFFILIATE EXCHANGES, CBOE EDGA EXCHANGE, INC. ("EDGA") AND CBOE EDGX EXCHANGE, INC. ("EDGX")

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND OPTIONS 7, SECTIONS 3 AND 4 REGARDING THE CROSSING FEE CAP

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NASDAQ BX, INC.; NASDAQ GEMX, LLC; NASDAQ MRX, LLC; NASDAQ PHLX LLC; NASDAQ ISE, LLC; ORDER APPROVING PROPOSED RULE CHANGE TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS OF PARENT CORPORATION, NASDAQ, INC.

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Nasdaq BX, Inc.; Nasdaq GEMX, LLC; Nasdaq MRX, LLC; Na... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 19B-5 AND FORM PILOT

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 19b-5 and Form PIL... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ENHANCE THE DESIGNATED LIQUIDITY PROVIDER PROGRAM AND ADD A NEW MARKET QUALITY SUPPORTER PROGRAM

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PRIVACY ACT OF 1974; SYSTEM OF RECORDS

WASHINGTON, Dec. 23 -- Securities And Exchange Commission has issued a notice called: Privacy Act of 1974; System of Records. The notice was published in the Federal Register on Dec. 23 by Sherry R. ... Read More

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