SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; NOTICE OF FILING OF PROPOSED RULE CHANGE RELATING TO COLLATERAL CONCENTRATION LIMITS

WASHINGTON, April 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Collateral Concentrat... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE, AS MODIFIED BY PARTIAL AMENDMENT NO. 1, TO AMEND THE CONNECTIVITY FEE SCHEDULE

WASHINGTON, April 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of a Proposed Rule Change, as Modified by Part... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED CHANGE FOR CONFORMING RULES 7.37E AND 7.45E

WASHINGTON, April 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATION; NYSE NATIONAL, INC.; ORDER APPROVING A PROPOSED RULE CHANGE TO AMEND NYSE NATIONAL RULES 7.37 AND 7.44

WASHINGTON, April 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organization; NYSE National, Inc.; Order Approving a Proposed Rule Change To Amend NYSE National ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE FOR CONFORMING RULES 7.37 AND 17

WASHINGTON, April 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propo... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PGIM, INC., ET AL.

WASHINGTON, April 28 -- Securities And Exchange Commission has issued a notice called: PGIM, Inc, et al. The notice was published in the Federal Register on April 28 by Sherry R. Haywood, Assistant S... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE TO AMEND THE RECOVERY AND WIND-DOWN PLAN TO SATISFY THE REQUIREMENTS OF EXCHANGE ACT RULE 17AD-26

WASHINGTON, April 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Ame... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; ORDER APPROVING PROPOSED RULE CHANGE TO ADOPT A VOLATILITY EVENT CHARGE

WASHINGTON, April 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Adopt a... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND THE VIRTUAL CONTROL CIRCUIT SERVICE IN THE CONNECTIVITY FEE SCHEDULE

WASHINGTON, April 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Virtual C... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JEFFERIES FINANCE LLC, ET AL.

WASHINGTON, April 28 -- Securities And Exchange Commission has issued a notice called: Jefferies Finance LLC, et al. The notice was published in the Federal Register on April 28 by Sherry R. Haywood,... Read More

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