SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 206(4)-6

WASHINGTON, May 19 -- Securities And Exchange Commission has issued a notice called: Proposed Collection; Comment Request; Extension: Rule 206(4)-6. The notice was published in the Federal Register o... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX EMERALD, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 515A, MIAX EMERALD PRICE IMPROVEMENT MECHANISM AND PRIME SOLICITATION MECHANISM

WASHINGTON, May 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE TO EXEMPT SPECIFIED COLLECTIVE TRUST FUNDS FROM FINRA RULES 5130 (RESTRICTIONS ON THE PURCHASE AND SALE OF INITIAL EQUITY PUBLIC OFFERINGS) AND 5131(B) (NEW ISSUE ALLOCATIONS AND DISTRIBUTIONS)

WASHINGTON, May 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Per... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE ARCA OPTIONS FEE SCHEDULE TO ADOPT FEES APPLICABLE TO TRADING OPTIONS ON MXWLD, MXACW, AND MXUSA

WASHINGTON, May 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 611

WASHINGTON, May 19 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 611. The notice wa... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF AMENDMENT NO. 3 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 3, TO ADOPT ADDITIONAL INITIAL LISTING CRITERIA FOR COMPANIES PRIMARILY OPERATING IN CHINA

WASHINGTON, May 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE SHORT TERM OPTION SERIES PROGRAM

WASHINGTON, May 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effecti... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, May 19 -- Securities And Exchange Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on May 19 by Vanessa A. Countryman, Secret... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE SHORT TERM OPTION SERIES PROGRAM

WASHINGTON, May 19 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX SAPPHIRE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROGRAM FOR ALLOCATION OF REGULATORY RESPONSIBILITIES PURSUANT TO RULE 17D-2; NOTICE OF FILING AND ORDER APPROVING AND DECLARING EFFECTIVE AN AMENDMENT TO THE PLAN FOR THE ALLOCATION OF REGULATORY RESPONSIBILITIES BETWEEN CBOE BZX EXCHANGE, INC., CBOE BYX EXCHANGE, INC., BOX EXCHANGE LLC, CBOE EXCHANGE, INC., CBOE C2 EXCHANGE, INC., NYSE TEXAS, INC., CBOE EDGA EXCHANGE, INC., CBOE EDGX EXCHANGE, INC., FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., LONG-TERM STOCK EXCHANGE, INC., MEMX LLC, NASDAQ ISE, LLC, NASDAQ GEMX, LLC, NASDAQ MRX, LLC, INVESTORS EXCHANGE LLC, MIAMI INTERNATIONAL SECURITIES EXCHANGE, LLC, MIAX PEARL, LLC, MIAX EMERALD, LLC, MIAX SAPPHIRE, LLC, THE NASDAQ STOCK MARKET LLC, NASDAQ TEXAS LLC, NASDAQ PHLX LLC, NYSE NATIONAL, INC., NEW YORK STOCK EXCHANGE LLC, NYSE AMERICAN LLC, NYSE ARCA, INC., LONG-TERM STOCK EXCHANGE, INC., 24X NATIONAL EXCHANGE LLC, GREEN IMPACT EXCHANGE, LLC, MX2 LLC AND TEXAS STOCK EXCHANGE LLC CONCERNING COVERED REGULATION NMS AND CONSOLIDATED AUDIT TRAIL RULES

WASHINGTON, May 19 -- Securities And Exchange Commission has issued a notice called: Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving ... Read More

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