SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: WILLOW TREE CAPITAL CORPORATION, ET AL.

WASHINGTON, Nov. 24 -- Securities And Exchange Commission has issued a notice called: Willow Tree Capital Corporation, et al. The notice was published in the Federal Register on Nov. 24 by Sherry R. ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MEMX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S FEE SCHEDULE CONCERNING EQUITIES TRANSACTION PRICING

WASHINGTON, Nov. 24 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; 24X NATIONAL EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE TRANSACTION FEES AND REBATES APPLICABLE TO MEMBERS OF THE EXCHANGE

WASHINGTON, Nov. 24 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 5.1

WASHINGTON, Nov. 24 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE EQUITY 7, SECTION 115 TO ESTABLISH PORT AND DISASTER RECOVERY FEES FOR CORE FIX ORDER ENTRY PORTS, AMEND RULE EQUITY 7, SECTION 130 TO WAIVE THE BX TESTING FACILITY FEE FOR CORE FIX ENTRY PORTS, AND AMEND THE LANGUAGE IN SECTIONS OF 115 AND 130 TO REMOVE THE TEMPORARY FEE WAIVER LANGUAGE PERTAINING TO OUCH 5.0

WASHINGTON, Nov. 24 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW;

WASHINGTON, Nov. 24 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; . The notice was published in the Federal Re... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 5.1

WASHINGTON, Nov. 24 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 17AB2-2

WASHINGTON, Nov. 24 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17ab2-2. The noti... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE EQUITY 7, SECTION 3 (NASDAQ PSX FEES) TO ESTABLISH PORT AND DISASTER RECOVERY FEES FOR NEWLY ADDED CORE FIX ENTRY PORTS AND REMOVE THE TEMPORARY FEE WAIVER LANGUAGE PERTAINING TO OUCH 5.0

WASHINGTON, Nov. 24 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ORDER CANCELLING REGISTRATION OF MUNICIPAL ADVISOR, MELIO & COMPANY, LLC, PURSUANT TO SECTION 15B(C)(3) OF THE SECURITIES EXCHANGE ACT OF 1934

WASHINGTON, Nov. 24 -- Securities And Exchange Commission has issued a notice called: Order Cancelling Registration of Municipal Advisor, Melio & Company, LLC, Pursuant to Section 15B(c)(3) of the Sec... Read More

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