SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; ORDER APPROVING A PROPOSED RULE CHANGE TO AMEND FINRA RULES 5110 (CORPORATE FINANCING RULE-UNDERWRITING TERMS AND ARRANGEMENTS) AND 5123 (PRIVATE PLACEMENTS OF SECURITIES)

WASHINGTON, July 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A DATA VENDOR PROGRAM

WASHINGTON, July 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A DATA VENDOR PROGRAM

WASHINGTON, July 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGA EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A DATA VENDOR PROGRAM

WASHINGTON, July 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE PURSUANT TO IEX RULE 15.110(A) AND (C) TO AMEND THE EXCHANGE'S FEE SCHEDULE

WASHINGTON, July 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 10B-17

WASHINGTON, July 29 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 10b-17. The notic... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; ICE CLEAR CREDIT LLC; ORDER APPROVING PROPOSED RULE CHANGE RELATING TO THE TREASURY CLEARING RULES AND TREASURY CLEARING SERVICE TREASURY OPERATIONS POLICIES AND LIQUIDITY RISK MANAGEMENT FRAMEWORK

WASHINGTON, July 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Treasury... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO AMEND RULE 11.8(C) REGARDING INTERMARKET SWEEP ORDERS

WASHINGTON, July 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission A... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: COHEN & STEERS REALTY SHARES, INC., ET AL.

WASHINGTON, July 29 -- Securities And Exchange Commission has issued a notice called: Cohen & Steers Realty Shares, Inc, et al. The notice was published in the Federal Register on July 29 by Sherry R... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGA EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO AMEND RULE 11.8(C) REGARDING INTERMARKET SWEEP ORDERS

WASHINGTON, July 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission A... Read More

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