SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO SET FEES FOR NASDAQ TOTALVIEW PLUS AND NASDAQ BASIC PLUS

WASHINGTON, Nov. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; BOX EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ADOPT RULES TO GOVERN THE TRADING OF FLEX EQUITY OPTIONS IN ELECTRONIC AUCTIONS

WASHINGTON, Nov. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE PURSUANT TO IEX RULE 15.110(A) AND (C) TO AMEND THE IEX EQUITIES FEE SCHEDULE

WASHINGTON, Nov. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: DAXOR CORPORATION

WASHINGTON, Nov. 9 -- Securities And Exchange Commission has issued a notice called: Daxor Corporation. The notice was published in the Federal Register on Nov. 9 by Sherry R. Haywood, Assistant Secr... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE DEFINITION OF CLEARING CORPORATION IN ITS RULES AND MAKE CORRESPONDING CHANGES THROUGHOUT ITS RULES

WASHINGTON, Nov. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ORDER UNDER SECTION 36 OF THE SECURITIES EXCHANGE ACT OF 1934 (THE "EXCHANGE ACT") GRANTING CONDITIONAL EXEMPTIVE RELIEF FROM SECTION 15(C)(3) OF AND RULE 15C3-3A, NOTE H UNDER THE EXCHANGE ACT RELATING TO CERTAIN CENTRALLY CLEARED U.S. TREASURY TRANSACTIONS

WASHINGTON, Nov. 9 -- Securities And Exchange Commission has issued a notice called: Order Under Section 36 of the Securities Exchange Act of 1934 (the "Exchange Act") Granting Conditional Exemptive R... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ TEXAS, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO INTRODUCE CONFORMING CHANGES TO NASDAQ TEXAS RULES IN CONNECTION WITH THE ESTABLISHMENT OF FEES FOR NASDAQ TOTALVIEW PLUS AND NASDAQ BASIC PLUS

WASHINGTON, Nov. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; ICE CLEAR CREDIT LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE RELATING TO ICC'S FEE SCHEDULE

WASHINGTON, Nov. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND FEES APPLICABLE TO THE FLOOR MARKET MAKER FEE AND FLOOR BROKER BREAKUP CREDIT FOR TRANSACTIONS IN NON-PENNY CLASSES

WASHINGTON, Nov. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE 11.271 REGARDING THE RESUMPTION OF TRADING FOLLOWING A LEVEL 3 MARKET-WIDE CIRCUIT BREAKER HALT

WASHINGTON, Nov. 9 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul... Read More

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