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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ESTABLISH FEES FOR INDUSTRY MEMBERS RELATED TO REASONABLY BUDGETED CAT COSTS OF THE NATIONAL MARKET SYSTEM PLAN GOVERNING THE CONSOLIDATED AUDIT TRAIL FOR MAY 1, 2026 THROUGH DECEMBER 31, 2026

WASHINGTON, May 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO AMEND ITS RULES RELATING TO DESIGNATED PRIMARY MARKET-MAKERS ("DPMS") AND DPM APPOINTMENTS IN GLOBAL TRADING HOURS AND CURB SESSIONS

WASHINGTON, May 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proce... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO ADOPT FINRA RULE 4321 (ALLOCATIONS OF FAIL TO DELIVER POSITIONS) AND AMEND FINRA RULE 4560 (SHORT-INTEREST REPORTING)

WASHINGTON, May 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: DEREGISTRATION UNDER SECTION 8(F) OF THE INVESTMENT COMPANY ACT OF 1940

WASHINGTON, May 18 -- Securities And Exchange Commission has issued a notice called: Deregistration Under Section 8(f) of the Investment Company Act of 1940. The notice was published in the Federal R... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: KKR REAL ESTATE SELECT TRUST INC., ET AL.

WASHINGTON, May 18 -- Securities And Exchange Commission has issued a notice called: KKR Real Estate Select Trust Inc, et al. The notice was published in the Federal Register on May 18 by J. Matthew ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; 24X NATIONAL EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ALLOW SPONSORED PARTICIPANTS TO BE JOINT PARTICIPANTS IN THE WARRANT PERFORMANCE INCENTIVE PROGRAM

WASHINGTON, May 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: FORM N-CSR

WASHINGTON, May 18 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-CSR. The n... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE NYSE ARCA EQUITIES FEES AND CHARGES

WASHINGTON, May 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ TEXAS, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO ADOPT RULES TO PERMIT THE LISTING AND TRADING OF EXCHANGE-TRADED PRODUCTS ON THE EXCHANGE

WASHINGTON, May 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules To Perm... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO ESTABLISH FEES FOR INDUSTRY MEMBERS RELATED TO REASONABLY BUDGETED CAT COSTS OF THE NATIONAL MARKET SYSTEM PLAN GOVERNING THE CONSOLIDATED AUDIT TRAIL FOR MAY 1, 2026 THROUGH DECEMBER 31, 2026

WASHINGTON, May 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More