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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MAKE A NON-SUBSTANTIVE CORRECTION TO EXCHANGE RULE 1014, IMPOSITION OF FINES FOR MINOR RULE VIOLATIONS

WASHINGTON, Oct. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULES 15BA1-1 TO 15BA1-8-REGISTRATION OF MUNICIPAL ADVISORS AND FORMS MA, MA-I, MA-W, AND MA-NR

WASHINGTON, Oct. 22 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rules 15Ba1-1 to ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LONG-TERM STOCK EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY LISTING RULES REGARDING DUALLY-LISTED SECURITIES

WASHINGTON, Oct. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a P... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 19.3 AND RULE 19.4 TO ESTABLISH GENERIC LISTING CRITERIA AND CONTINUED LISTING STANDARDS FOR OPTIONS ON COMMODITY-BASED TRUSTS HOLDING MULTIPLE CRYPTO ASSETS AND TO PERMIT THE LISTING OF OPTIONS ON EXCHANGE-TRADED FUNDS

WASHINGTON, Oct. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Propose... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO HARMONIZE NYSE RULE 3220 WITH CERTAIN CHANGES BY FINRA

WASHINGTON, Oct. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAMI INTERNATIONAL SECURITIES EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MAKE NON-SUBSTANTIVE EDITS TO EXCHANGE RULE 1703, CONSOLIDATED AUDIT TRAIL COMPLIANCE RULE-INDUSTRY MEMBER DATA REPORTING

WASHINGTON, Oct. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effecti... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 5.33(G) AND RULE 5.34

WASHINGTON, Oct. 22 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NEOSTELLAR CAPITAL CORP., ET AL.

WASHINGTON, Oct. 22 -- Securities And Exchange Commission has issued a notice called: Neostellar Capital Corp, et al. The notice was published in the Federal Register on Oct. 22 by Sherry R. Haywood,... Read More


POSTAL REGULATORY COMMISSION ISSUES NOTICE: NEW POSTAL PRODUCTS

WASHINGTON, Oct. 22 -- Postal Regulatory Commission has issued a notice called: New Postal Products. The notice was published in the Federal Register on Oct. 22 by Danielle LeFlore, Legal Assistant. ... Read More


NUCLEAR REGULATORY COMMISSION ISSUES NOTICE: DRAFT NUREG: REPORT ON WASTE BURIAL CHARGES: CHANGES IN DECOMMISSIONING WASTE DISPOSAL COSTS AT LOW-LEVEL WASTE BURIAL FACILITIES

WASHINGTON, Oct. 22 -- Nuclear Regulatory Commission has issued a notice called: Draft NUREG: Report on Waste Burial Charges: Changes in Decommissioning Waste Disposal Costs at Low-Level Waste Burial ... Read More