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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROPOSED RULE CHANGE RELATING TO LCH SA'S DEFAULT MANAGEMENT POLICY, INVESTMENT RISK POLICY, LIQUIDITY RISK POLICY, SETTLEMENT, PAYMENT AND CUSTODY RISK POLICY, MODEL GOVERNANCE, VALIDATION AND REVIEW POLICY AND CONTRACT AND MARKET ACCEPTABILITY POLICY

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Notice of Designation of a Longer Period for Commission Action on Proposed R... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO ADOPT FINRA RULE 7660B (FINRA/NYSE TRADE REPORTING FACILITY FEES FOR NON-PARTICIPANTS)

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effect... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING OF PROPOSED RULE CHANGE TO REMOVE EXISTING LISTING RULES AND ESTABLISH NEW LISTING STANDARDS

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Proposed Rule Change To Remove Existing Listing... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NYSE TEXAS, INC.; ORDER GRANTING APPROVAL OF PROPOSED RULE CHANGES, AS MODIFIED BY AMENDMENTS THERETO, TO ADOPT GENERIC LISTING STANDARDS FOR COMMODITY-BASED TRUST SHARES (RULE 8.201 (GENERIC))

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Texas, Inc.; Order Granting Approval of Proposed R... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO AMEND SECTION 1003 OF THE NYSE AMERICAN COMPANY GUIDE

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE GENERAL 8 SECTION 1 RELATED TO CO-LOCATION SERVICES

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE CANARY STAKED SEI ETF UNDER BZX RULE 14.11(E)(4), COMMODITY-BASED TRUST SHARES

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Act... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND ELECTRONIC FLEX RULES

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE SILEXX FEE SCHEDULE

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE GENERAL 8 SECTION 1 RELATED TO CO-LOCATION SERVICES

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More