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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, Dec. 8 -- Securities And Exchange Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on Dec. 8 by Vanessa A. Countryman, Secret... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE

WASHINGTON, Dec. 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ORDER GRANTING TEMPORARY EXEMPTIVE RELIEF, PURSUANT TO SECTIONS 13(F)(3) AND 36(A)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 FROM COMPLIANCE WITH RULE 13F-2 AND FORM SHO, AND PURSUANT TO SECTION 36(A)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 FROM CERTAIN ASPECTS OF RULE 10C-1A

WASHINGTON, Dec. 8 -- Securities And Exchange Commission has issued a notice called: Order Granting Temporary Exemptive Relief, Pursuant to Sections 13(f)(3) and 36(a)(1) of the Securities Exchange Ac... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 517A, AGGREGATE RISK MANAGER FOR EEMS ("ARM-E"), AND RULE 517B, AGGREGATE RISK MANAGER FOR MARKET MAKERS ("ARM-M")

WASHINGTON, Dec. 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MEMX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSAL TO AMEND EXCHANGE RULE 11.6(Q)(1), ROUND LOT, TO CONFORM WITH THE AMENDMENT TO THE DEFINITION OF ROUND LOT UNDER RULE 600 OF REGULATION NMS RECENTLY APPROVED BY THE COMMISSION

WASHINGTON, Dec. 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Exchan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO AMEND RULE 11.21 TO ALLOW A RETAIL MEMBER ORGANIZATION TO ENTER A RETAIL ORDER ONTO THE EXCHANGE IN A PRINCIPAL CAPACITY

WASHINGTON, Dec. 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Ac... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE EXCHANGE'S COMPLIANCE RULE REGARDING THE NATIONAL MARKET SYSTEM PLAN GOVERNING THE CONSOLIDATED AUDIT TRAIL TO BE CONSISTENT WITH THE BONA FIDE MARKET MAKER EXCEPTION UNDER REGULATION SHO

WASHINGTON, Dec. 8 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul... Read More


DEPARTMENT OF LABOR ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; CLEANUP PROGRAM FOR ACCUMULATIONS OF COAL AND FLOAT COAL DUSTS, LOOSE COAL, AND OTHER COMBUSTIBLES

WASHINGTON, Dec. 8 -- Department Of Labor has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Cleanup Program for Accumulations of Coal an... Read More


DEPARTMENT OF LABOR ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; HAZARDOUS CONDITIONS COMPLAINTS

WASHINGTON, Dec. 8 -- Department Of Labor has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Hazardous Conditions Complaints. The notice... Read More


DEPARTMENT OF LABOR ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; OCCUPATIONAL EXPOSURE TO NOISE STANDARD

WASHINGTON, Dec. 8 -- Department Of Labor has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Occupational Exposure to Noise Standard. Th... Read More