Exclusive

Publication

Byline

Location

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MEMX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSAL TO AMEND THE SHORT TERM OPTION SERIES PROGRAM IN RULE 19.5, INTERPRETATION AND POLICY .05

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend the Sh... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE CANARY STAKED INJ ETF UNDER BZX RULE 14.11(E)(4), COMMODITY-BASED TRUST SHARES

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Act... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ ISE, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND FLEX RULES

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE FEES APPLICABLE TO SECURITIES LISTED ON THE EXCHANGE TO ADD CLASS ETF SHARES TO THE CATEGORY OF GENERICALLY-LISTED ETPS THAT ARE NOT REQUIRED TO PAY AN ENTRY FREE AND TO ELIMINATE PRORATED REFUNDS OF ANNUAL FEES FOR ETP LIQUIDATIONS

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE BONDBLOXX PRIVATE CREDIT TRUST

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Act... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULE GENERAL 8 SECTION 1 RELATED TO CO-LOCATION SERVICES

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: NORTHERN LIGHTS FUND TRUST, ET AL.

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Northern Lights Fund Trust, et al. The notice was published in the Federal Register on Feb. 2 by Sherry R. Haywood... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: TALCOTT RESOLUTION LIFE INSURANCE COMPANY, ET AL.

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Talcott Resolution Life Insurance Company, et al. The notice was published in the Federal Register on Feb. 2 by Sh... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; INVESTORS EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND IEX RULES 2.230 AND 2.190 REGARDING RETENTION OF JURISDICTION AND VOLUNTARY TERMINATION

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE T. ROWE PRICE ACTIVE CRYPTO ETF UNDER NYSE ARCA RULE 8.201-E (NON-GENERIC) COMMODITY-BASED TRUST SHARES

WASHINGTON, Feb. 2 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Di... Read More