Exclusive

Publication

Byline

Location

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO UPDATE A DEFINITION AND CERTAIN PROVISIONS RELATED TO COMPONENTS OF GSD'S FUNDS-ONLY SETTLEMENT

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MUNICIPAL SECURITIES RULEMAKING BOARD; ORDER GRANTING APPROVAL OF A PROPOSED RULE CHANGE TO AMEND MSRB RULES A-11 AND A-13 PURSUANT TO A MULTI-YEAR RATE CARD AND TO MAKE RELATED TECHNICAL AMENDMENTS

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BYX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 11.9(C)(8) TO CLARIFY PEGGED ORDER OPERATION AND TO ALIGN BYX RULE 11.9(C)(8) WITH THE CORRESPONDING RULE OF ITS AFFILIATE EXCHANGES, CBOE EDGA EXCHANGE, INC. ("EDGA") AND CBOE EDGX EXCHANGE, INC. ("EDGX")

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO ALLOW POST-ONLY ORDERS IN SUB-DOLLAR SECURITIES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Allow Post-Only Orde... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE TO AMEND AND RESTATE THE SECOND AMENDED AND RESTATED CROSS-MARGINING AGREEMENT BETWEEN FICC AND CME AND AMEND RELATED GSD RULES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amen... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND SQF PORT FEES

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: FORM S-4-REGISTRATION STATEMENT

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form S-4-Registration S... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULES TO ESTABLISH NEW FEES FOR ITS 10 GIGABIT PER SECOND ("GB") PHYSICAL PORT CONNECTION TO THE EXCHANGE

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 17F-1(G)

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17f-1(g). The not... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO MODIFY RULE 11.21 TO ADOPT A RETAIL PRICE IMPROVEMENT PROGRAM AND MODIFY RULE 11.6(E)(2) AND RULE 11.10(A)(4)(C)-(D) IN ORDER TO DESCRIBE THE BEHAVIOR OF ORDERS CONTAINING A NON-DISPLAYED INSTRUCTION

WASHINGTON, Dec. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To App... Read More