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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 17G-1

WASHINGTON, Aug. 18 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17g-1. The notice... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE OF AMENDMENTS TO RULES 7.31, 7.35, AND 7.35B

WASHINGTON, Aug. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Propos... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING OF AMENDMENT NO. 2 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 2, TO AMEND SECTION 802.01C OF THE NYSE LISTED COMPANY MANUAL

WASHINGTON, Aug. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; ORDER APPROVING OF PROPOSED RULE CHANGE TO ENHANCE THE SUPPLEMENTAL LIQUIDITY DEPOSIT RULES, METHODOLOGY AND PROCESSES

WASHINGTON, Aug. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule Change T... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 17AD-3(B)

WASHINGTON, Aug. 18 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ad-3(b). The no... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE OPTIONS CLEARING CORPORATION; NOTICE OF FILING OF ADVANCE NOTICE RELATING TO THE OPTIONS CLEARING CORPORATION'S PROPOSAL TO AMEND THE EVERGREEN PROVISIONS RELATING TO ITS REVOLVING CREDIT FACILITY

WASHINGTON, Aug. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Relating to Th... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NEW YORK STOCK EXCHANGE LLC; NOTICE OF FILING OF A PROPOSED RULE CHANGE TO AMEND SECTIONS 303A.00 AND 303A.07 OF THE NYSE LISTED COMPANY MANUAL

WASHINGTON, Aug. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Se... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 17G-2

WASHINGTON, Aug. 18 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17g-2. The ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: FORM 6-K-EXCHANGE ACT RULES 13A-16 AND 15D-16

WASHINGTON, Aug. 18 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 6-K-Exchange... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING OF AMENDMENT NO. 4 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 4, TO AMEND SECTION 1003 OF THE NYSE AMERICAN COMPANY GUIDE

WASHINGTON, Aug. 18 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 4 and Order Granting Accelerat... Read More