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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX SAPPHIRE, LLC; NOTICE OF FILING OF AMENDMENT NO. 1 AND ORDER INSTITUTING PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 1, TO AMEND EXCHANGE RULE 527

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of Amendment No. 1 and Order Instituting Procee... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; BOX EXCHANGE LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE TO AMEND BOX RULE 5055 (FLEX EQUITY OPTIONS) TO PERMIT FLEX EQUITY OPTIONS ON THE ISHARES BITCOIN TRUST ETF

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend BOX Rule 5055 (F... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOINT INDUSTRY PLAN; NOTICE OF FILING OF AMENDMENT NO. 2 TO THE NATIONAL MARKET SYSTEM PLAN GOVERNING THE CONSOLIDATED AUDIT TRAIL, AS MODIFIED BY AMENDMENT NO. 1, REGARDING THE CUSTOMER AND ACCOUNT INFORMATION SYSTEM

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Joint Industry Plan; Notice of Filing of Amendment No. 2 to the National Market System Plan Governing the Consolida... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE AMERICAN OPTIONS FEE SCHEDULE TO EXEMPT FLOOR BROKERS FROM THE ROUTING SURCHARGE

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE FEE FOR NASDAQ WORKX

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO EXEMPT CLOSED-END MANAGEMENT INVESTMENT COMPANIES REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940 THAT ARE LISTED AS OF OR AFTER MAY 20, 2025 FROM THE ANNUAL MEETING OF SHAREHOLDERS REQUIREMENT SET FORTH IN EXCHANGE RULE 14.10(F)

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Act... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND BX EQUITY 4, RULE 4702(B)(4)(C) TO SPECIFY THAT THE "TIME-IN-FORCE" ORDER ATTRIBUTE OF "IMMEDIATE-OR-CANCEL" IS NOT AVAILABLE TO POST-ONLY ORDERS ENTERED THROUGH THE CORE FIX PROTOCOL

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO PROPOSAL TO DELAY INTRODUCTION OF BX OTTO

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 204-5

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 204-5. The n... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; BOX EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND BOX RULE 5030 (WITHDRAWAL OF APPROVAL OF UNDERLYING SECURITIES) TO ADOPT AN EXCEPTION FOR OPENING TRANSACTIONS BY MARKET MAKERS TO ACCOMMODATE CLOSING TRANSACTIONS OF OTHER MARKET PARTICIPANTS

WASHINGTON, Dec. 5 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More