SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; ORDER APPROVING OF PROPOSED RULE CHANGE TO AMEND THE CNS FAILS CHARGE IN THE NSCC RULES

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule Change To... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ARK ETF TRUST AND ARK INVESTMENT MANAGEMENT LLC

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: ARK ETF Trust and ARK Investment Management LLC. The notice was published in the Federal Register on Dec. 1 by Van... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MODIFY THE PRICE OF A 10GB ULTRA FIBER CONNECTION TO THE EXCHANGE

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ARK ETF TRUST AND ARK INVESTMENT MANAGEMENT LLC

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: ARK ETF Trust and ARK Investment Management LLC. The notice was published in the Federal Register on Dec. 1 by She... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE ARCA OPTIONS FEE SCHEDULE

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MODIFY THE PRICE OF A 10GB ULTRA FIBER CONNECTION TO THE EXCHANGE

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULES 13N-4(B)(9), (B)(10) AND (D)

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rules 13n-4(b)(9), (b)(1... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: IN THE MATTER OF THE APPLICATION OF DREAM EXCHANGE HOLDINGS, INC. FOR REGISTRATION AS A NATIONAL SECURITIES EXCHANGE; FINDINGS, OPINION, AND ORDER OF THE COMMISSION

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: In the Matter of the Application of Dream Exchange Holdings, Inc. for Registration as a National Securities Exchang... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE AMERICAN OPTIONS FEE SCHEDULE TO WAIVE THE COMBINED CAP ON FLOOR BROKER CREDITS PAID FOR QCC TRADES AND REBATES PAID THROUGH THE MANUAL BILLABLE REBATE PROGRAM FOR THE MONTHS OF NOVEMBER AND DECEMBER 2025

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MODIFY THE PRICE OF A 10GB ULTRA FIBER CONNECTION TO THE EXCHANGE

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan... Read More

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