SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: OPTIONS PRICE REPORTING AUTHORITY; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED AMENDMENT TO MODIFY THE OPRA FEE SCHEDULE REGARDING CERTAIN DIRECT ACCESS CONNECTIVITY FEES

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Modify the... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 17AD-10

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ad-10. The notic... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGX EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A SMALL RETAIL BROKER HOSTED SOLUTIONS PROGRAM AND TO UPDATE THE EXISTING ELIGIBILITY REQUIREMENTS FOR THE SMALL RETAIL BROKERAGE DISTRIBUTION PROGRAM FOR THE CBOE ONE SUMMARY FEED AND EDGX TOP DATA FEED

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EDGA EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO INTRODUCE A SMALL RETAIL BROKER HOSTED SOLUTIONS PROGRAM AND TO UPDATE THE EXISTING ELIGIBILITY REQUIREMENTS FOR THE SMALL RETAIL BROKERAGE DISTRIBUTION PROGRAM FOR THE CBOE ONE SUMMARY FEED

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ BX, INC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MODIFY THE PRICE OF A 10GB ULTRA FIBER CONNECTION TO THE EXCHANGE

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq BX, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; 24X NATIONAL EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND CERTAIN DATES IN THE WARRANT PERFORMANCE INCENTIVE PROGRAM

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOINT INDUSTRY PLAN; NOTICE OF FILING OF PROPOSED AMENDMENT TO ADD PARAGRAPH (C) TO SECTION 6 OF THE PLAN FOR THE PURPOSE OF DEVELOPING AND IMPLEMENTING PROCEDURES DESIGNED TO FACILITATE THE LISTING AND TRADING OF STANDARDIZED OPTIONS TO CREATE A FORUM FOR DISCUSSION CONCERNING PLAN MATTERS

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Joint Industry Plan; Notice of Filing of Proposed Amendment To Add Paragraph (c) to Section 6 of the Plan for the P... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO MODIFY THE PRICE OF A 10GB ULTRA FIBER CONNECTION TO THE EXCHANGE

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; ORDER APPROVING OF PROPOSED RULE CHANGE TO AMEND THE CNS FAILS CHARGE IN THE NSCC RULES

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule Change To... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: ARK ETF TRUST AND ARK INVESTMENT MANAGEMENT LLC

WASHINGTON, Dec. 1 -- Securities And Exchange Commission has issued a notice called: ARK ETF Trust and ARK Investment Management LLC. The notice was published in the Federal Register on Dec. 1 by Van... Read More

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