SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF DESIGNATION OF LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO AMEND SECTIONS 1003 AND 1009 OF THE NYSE AMERICAN COMPANY GUIDE

WASHINGTON, Sept. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of Longer Period for Commission Action on... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: JOINT INDUSTRY PLAN; ORDER APPROVING THE THIRD AMENDMENT TO THE NATIONAL MARKET SYSTEM PLAN REGARDING CONSOLIDATED EQUITY MARKET DATA TO REVISE THE REVENUE ALLOCATION FORMULA

WASHINGTON, Sept. 17 -- Securities And Exchange Commission has issued a notice called: Joint Industry Plan; Order Approving the Third Amendment to the National Market System Plan Regarding Consolidate... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; ORDER GRANTING CONDITIONAL EXEMPTIVE RELIEF PURSUANT TO SECTION 36 OF THE SECURITIES EXCHANGE ACT OF 1934 RELATING TO RULE FILING REQUIREMENTS

WASHINGTON, Sept. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Order Granting Conditional Exemptive Relief Pursuant to Section 36 of the ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LCH SA; ORDER APPROVING PROPOSED RULE CHANGE RELATING TO THE LCH SA CDSCLEAR TRADE REGISTRATION FUND

WASHINGTON, Sept. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the LCH SA CDSClear Trade... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 30B1-10, FORM N-RN

WASHINGTON, Sept. 17 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30b1-10, Fo... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: FORM 15F

WASHINGTON, Sept. 17 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 15F. The n... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: FORM 2-E, REPORT PURSUANT TO RULE 609 AND REGULATION E

WASHINGTON, Sept. 17 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 2-E, Report... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; 24X NATIONAL EXCHANGE LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND 24X RULE 8.1(D) TO CLARIFY CERTAIN DISCIPLINARY FUNCTIONS BY FINRA'S OFFICE OF DISCIPLINARY AFFAIRS

WASHINGTON, Sept. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Propose... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED CHANGE TO AMEND RULE 7.18E REGARDING INITIAL LISTING REGULATORY HALTS

WASHINGTON, Sept. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE NYSE ARCA EQUITIES FEES AND CHARGES

WASHINGTON, Sept. 17 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More

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