SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE FICC RULES TO ALIGN WITH EXCHANGE ACT RULE 17AD-26

WASHINGTON, Nov. 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of ... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING OF AMENDMENT NO. 2 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 2, TO ADOPT NEW RULE 5.2-E(J)(9) TO PERMIT THE GENERIC LISTING AND TRADING OF CLASS EXCHANGE-TRADED FUND SHARES

WASHINGTON, Nov. 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; REINSTATEMENT WITHOUT CHANGE: RULE 23C-2

WASHINGTON, Nov. 28 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Reinstatement Without Change... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: REGULATION S-AM

WASHINGTON, Nov. 28 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Regulation S-AM. The n... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, Nov. 28 -- Securities And Exchange Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on Nov. 28 by Vanessa A. Countryman, Secr... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE DTC RULES TO ALIGN WITH EXCHANGE ACT RULE 17AD-26

WASHINGTON, Nov. 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Propo... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: FORM S-8-SECURITIES ACT REGISTRATION STATEMENT

WASHINGTON, Nov. 28 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form S-8-Securiti... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 5.34 TO ADOPT A WIDE MARKET PROTECTION MECHANISM

WASHINGTON, Nov. 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: FORM S-11-REGISTRATION STATEMENT

WASHINGTON, Nov. 28 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form S-11-Registr... Read More

SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE BZX EXCHANGE, INC.; NOTICE OF FILING OF AMENDMENT NO. 2 AND ORDER GRANTING ACCELERATED APPROVAL OF A PROPOSED RULE CHANGE, AS MODIFIED BY AMENDMENT NO. 2, TO ADOPT NEW RULE 14.11(N) TO PERMIT THE GENERIC LISTING AND TRADING OF CLASS EXCHANGE-TRADED FUND SHARES

WASHINGTON, Nov. 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Acc... Read More

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